“I have not failed. I have found 1000 ways that won't work. Next time ..." Thomas Edison
TEAMS works well for businesses who don’t have dedicated in-house compliance staff.
When firms need someone experienced, organised and diligent to coordinate your compliance and report directly to the compliance officer or board. Our TEAMS process puts us at the heart of your regulatory business, guiding you to more efficient, less risky regulatory processes and decisions.
AFFORDABLE, SIMPLE SUPPORT
FOR MICRO FIRMS
ESSENTIALS works for firms which want streamlined, light touch but safe compliance support.
We don’t think micro firms need heavy duty, expensive compliance support. So we just provide you with the tools you need (over a year so as not to overload you), and then leave you alone with a simple compliance process you understand. We don’t leave you completely alone though, you will receive our regulatory updates which remain available to you for as long as you want.
We also offer:
”It’s great dealing with such a personalised service and I would recommend them to anyone thinking of going it alone or who is looking for compliance support that is comprehensive and focused on what you need for your business”. “SG, Owner, IFA, Scotland
The compliance function in your business should work for you, yet too many advisory businesses feel they have to work round their compliance to be certain of the outcomes. The Compliance Department’s mission is to provide outsourced compliance support that protects your business from risk, allowing you to focus on positive client outcomes. The support we provide is delivered in a way that fits your business, not the other way around.